The Illusion of Individuality
(This
page contains a full version of the text with explanatory
notes and references; for an abbreviated version of the text
excluding notes and references, please click here.)
Introduction
Individuality
sits at the very core of people's understanding of themselves.
If a person is asked to 'unbundle' individuality, the result
will be a combination of inherited characteristics, behaviours
and mind-sets learned voluntarily or otherwise during the
experience of life, and some social describers covering such
matters as ethnicity, status and occupation. Most people would
also lay claim to having free will, and a series of moral
positions which they believe they have freely adopted. Most
people would also say that they recognize comparable individuality
in others, and they assume that those others recognize it
in them.
The nature of individuality as it exists in people has come
under study from a number of directions in recent times. Many
writers have ascribed the origin of some aspects of individuality
to the demands of social group membership, specifically with
reference to the period during which early humans were learning
how to function in complex social groups.
For
many of these writers, individuality developed for good evolutionary
reasons, as did our awarenes of our own individuality and
of the individuality of others. Individuality, in other words,
has a social function.
Perhaps
the most extreme version of this approach to explaining individuality
is is the academic discipline known as 'Social Identity Theory',
which has as its main goal the study of inter-group social
behaviour. One of its leading figures,
John C Turner states the fundamental hypothesis of Social
Identity Theory as being that 'individuals define themselves
in terms of their social group memberships and that group-defined
self-perception produces psychologically distinctive effects
in social behaviour'.
In his introduction to Social Identifications:
a Social Psychology of Intergroup Relations and Group Processes,
by Michael A Hogg and Dominic Abrams, Turner states: 'The
theory of social identity rests on an assumption that categorization
is the process by which people order, and render predictable,
information about the world in which they live. . . differentiation
between one's own and other category members is often extreme,
and biased in favour of the ingroup . . . people use their
knowledge of group memberships in order to determine to which
of the myriad of possible norms they should conform.'
In
Towards a cognitive redefinition of the social group
Turner says that a person's 'self-concept' consists of the
totality of self-descriptions and self-evaluations subjectively
available to the individual, and separates these into 'social'
identifications and 'personal' identifications. He notes that
identifications can overlap and contradict each other. It's
not quite clear, though, what 'subjectively available' might
mean: most group identifications are held unconsciously and
are frequently not available to the individual's conscious
self - as explained in the section on Consciousness,
there are many ways in which a person's self-awareness is
misled by the unconscious for evolutionarily valid reasons.
Also, many qualities which Turner might call 'personal' could
equally well come about through 'social' group membership.
He gives the example of a soldier who is brave: is that bravery
a social or a personal attribute? Was there no 'genetic' bravery
in that person?
Hogg
in Social Identifications quotes Simmel: 'The groups
with which the individual is affiliated constitute a system
of coordinates, as it were, such that each new group with
which he becomes affiliated circumscribes him more exactly
and more unambiguously . . . the larger the number of groups
to which an individual belongs, the more improbable it is
that other persons will exhibit the same combination of group-affiliations.'
Says Hogg: 'We have no need for the concept of an a priori,
innate or unconscious unique self which is so often invoked
by more individualistic treatments of the self.'
It's
a problem - at least from a groupish perspective - that anti-individualists
have hitched their Marxist or collectivist ideas to the Social
Identity waggon. But there is nothing in social identity theory
as such which is anti-individual or pro-collective. We are
all conscious individuals, and we can't go back to being unconscious.
The agenda is not to diminish or explain away individuality,
but to understand how our individuality is constituted, and
to use that knowledge to function more effectively in a social
setting (as if we could have any other).
Social
Identity theory is no doubt too reductionist; and its adherents
are likely to be badly received by normal people. Even to
propose as this site does that a high proportion of social
interaction can be described in 'groupish' terms is to invite
obloquy. Hopper, who is primarily a psycho-therapist,
and cannot be labelled with a Social Identity sticker, puts
it very well: 'Attempts to understand the social unconscious
are met with a mixture of personal and social resistance,
because feelings of personal and social powerlessness follow
from increased insight into social facts and social forces.
The appreciation of social causation and the limits its sets
on the fundamental notion of free will is a blow to our narcissism
and confuses our sense of ourselves as moral beings.'
But
that's just what has to happen if there's to be any hope of
saving humanity from the rampant individualism which is blighting
our society.
Without
taking a clear position on the central emotive issue of free
will, this section of the GroupsRus site will review some
of the work that has been done to understand individuality.
It's not part of the GroupsRus agenda to debunk God, morality
or religion; far from it. But if it's true - as the evidence
suggests - that people's individuality is to a very large
extent part of an adaptive solution to the problems of living
socially with each other, then we ought to know about it,
in order to organize our behaviour appropriately.
BACK
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The Theoretical Basis of Individualism
Individuality
is not to be confused with individualism. Two marmosets are
individuals, and can be distinguished because one can run
faster than the other one. Most animals are individuals, indeed;
but all of those we term 'social' animals functioned in a
collective way until very recently. 'Individualism', as a
human belief system, arose in the last few hundred years as
a result of widening human consciousness among people who
came to believe that they could function satisfactorily without
the dead weight of historical collective structures such as
religion to tell them how to live and behave.
There
was a major debate in the late 19th century between 'individualists',
inheritors of 18th century rationalism, and 'collectivists',
often socialists. Individualists believed that humans had
taken on board the moral structures necessary for society
to function, and that the State could therefore be minimalist.
Herbert Spencer was one of the most
prominent champions of the Individualists; see for instance
Herbert Spencer and The Limits of the State (ed.
Taylor), 1996.
Collectivists addressed a different agenda, believing that
only the State could be relied upon to ensure the provision
of moral and material goods to the majority of the population.
This was only indirectly a 'groupish' belief, since the essence
of the collectivist position was that the State needed to
intervene. Collectivism was sometimes called 'recollectivization',
by way of a return to some sort of pre-individualist collective
paradise, missing the point that the State had had little
power over individual well-being in earlier societies, which
instead had a 'groupish' nature through mutual assistance
and the effectiveness of long-established cooperative structures.
Neither
party was right. Kropotkin in Mutual
Aid correctly associates the growth of 19th century individualism
with the gradual takeover of social functions by the State
and the consequent hollowing-out of ancient collectivist (groupish)
moral structures: 'The absorption of all social functions
by the State necessarily favoured the development of an unbridled,
narrow-minded individualism. In proportion as the obligations
towards the State grew in numbers the citizens were evidently
relieved from their obligations towards each other.'
In
terms of the academic argument, by the end of the 20th century,
individualism had won out over collectivism, but individualists
had thrown the groupish baby out with the collectivist bathwater,
helped along by the discrediting of group selection as a primary
evolutionary mechanism.
While
out-and-out group selection remains out of favour, most people
would now agree that the existence of the group can sharpen
and guide genetic evolution; and of course, cultural evolution
very much takes place at the group level. In
Re-Introducing Group Selection to the Human Behavioural
Sciences, 2004, David Sloan Wilson puts the case for
group-level influence on genetic change, and incidentally
rehabilitates the group as a respectable concept.
Wilson
quotes Campbell's critique of the individualist 'heresy':
'Methodological individualism dominates our neighbouring field
of economics, much of sociology, and all of psychology's excursions
into organizational theory . . . we must . . . take the position
that groups, human social organizations, might be ontologically
real, with laws not derivable from individual psychology.'
Richerson
and Boyd, in Not By Genes Alone, describe how selection driven
by the group is a key mechanism of cultural evolution via
genetic change: 'The phenomenon of group selection on cultural
variation . . . could have produced institutions encouraging
more cooperation with distantly related people than would
be favored by our original evolved psychology. These cooperators
would have discriminated against individuals who carried genes
that made them too belligerent to conform to the new cooperative
norms.'
BACK
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The Development of Human Personality and Individuality
There
is wide agreement among anthropologists, evolutionists and
cognitive specialists that early humans had little or no awareness
of themselves as independent personalities, but instead felt
themselves to be parts of the group (collective) to which
they belonged.
For
example, Neumann says in Depth Psychology: 'Primitive
psychology abounds in behaviour patterns which reveal how
the group is identical with its constituent members and how,
in turn, each single individual represents the group in his
own person. Whatever happens to the individual happens at
the same time to the whole group, and the whole group reacts
as such to what happens to any individual member (cf the phenomenon
of the blood feud). Responsibility is located not in the individual
but in the group.'
Neumann
paints the consciousness as being at the centre of the process
by which the collective (the group in its most general sense)
applies an ethical (moral) structure to its members. 'The
consciousness of the individual originally develops with the
aid of the collective and its institutions, and receives the
'current values' from it'. He explains (after Freud) how two
psychic systems develop in the personality, one of which (Freud's
and Jung's 'shadow') remains completely unconscious, while
the other develops into 'an essential organ of the psyche,
with the active support of the ego and the conscious mind
(the 'persona').
In
The Origins and History of Consciousness, Neumann
puts it very clearly: 'History teaches that in the beginning
the individual did not exist as an individual entity, but
that the group dominated and did not allow the emancipation
of a separate ego. . . . This late birth of the ego, consciousness
and the individual is an incontestable fact.'
'Although
enjoying a higher conscious development, probably, than any
previously attained by Man, modern individuals, for all their
conscious achievements, are still deeply embedded in the tissue
of their group and its unconscious laws.'
Robin
Dunbar, in Grooming, Gossip and the Evolution of Language,
quotes Julian Jaynes (The Origin of Consciousness in the
Breakdown of the Bicameral Mind) who suggests that the
author of the Homeric poems of Ancient Greece was not fully
conscious in a modern sense, because the text concentrates
on narrative and introspection is absent. Dunbar however distinguishes
between the emergence of the (conscious) left hemisphere of
the brain as language developed and the growing ability of
people (in groups?) to give expression to their internal emotional
states. Jaynes has been much criticized for suggesting that
consciousness only emerged 4,000 years ago, give or take,
and as a result of the 'departure of the Gods'; but if for
'consciousness' one substitutes 'self-consciousness' then
Jaynes message is not diluted, and his book has great appeal.
Donald,
in Origins of the Modern Mind, takes self-awareness
in chimpanzees to have become more marked as part of the development
of the visually-guided hand movements in which chimpanzees
are highly proficient, and speculates that such awareness,
extended to the whole body, 'could have taken the next step,
in hominids, to a completely new kind of self-representation'.
Donald then asks: 'Is it possible that the cognitive adaptations
that were needed to allow large groups to cohere were the
same that enabled self-awareness?'
The
group itself began in some sense as an unconscious archetype,
since the individual members of a group would not be able
to understand themselves as such unless they shared a collective
(and of course unconscious) understanding of the concept of
a group. Some writers suppose that the group itself has a
psychic structure similar to that of an individual human,
that is to say with a more or less conscious level and an
underlying unconscious level of content.
A
more speculative idea is that the psychic structure of the
individual in fact began as the psychic structure of the group,
and that the conscious/unconscious division of the human mind
as we know it is nothing but a group phenomenon copied into
the members of the group. The problem of the evolution of
individual consciousness has no adequate answers at this point,
but it's easy to see how consciousness of being a member of
a group could naturally evolve along with the psychic fact
of the group.
The
group was clearly the forum in which humans became aware of
themselves as actors in a long-running play (soap!) involving
others, and in which humans acquired the battery of social
skills (personality attributes, many of them) needed for an
adequate performance, and there is a neat logic in the idea
that the concept of 'role-playing' should apply both to groups
and the individuals who compose them.
Certainly,
the need for an individual to adopt a 'persona' or 'face'
or 'role' in dealing with the world - or indeed to adopt a
whole series of different ones - is reflected in the behaviour
of groups as well. This is nowadays known as 'spin' in politics.
Thus, Gray, in Archetypal Explorations:
'Just as the normal individual projects an image that allows
him to function in the world as a normal member of society,
so groups can project images that may not be consistent with
their actual goals or circumstances.' The advertising industry
is of course devoted to this task, as expounded very well
by Mitroff and Bennis in The Unreality
Industry.
Seabright
in The Company of Strangers describes how politicians
appeal to groupish emotions and loyalties for their own opportunistic
purposes: 'A politician speaking on television is cultivating
the illusion of speaking to each individual viewer as a kinsman
or a friend. The viewer's brain may not be fooled, but the
brain may not be the target. . . . A reference to the fatherland
tugs at our reserves of loyalty - how could we be so churlish
as to withhold our cooperation now?'
Role-playing
seems to require self-awareness, if not consciousness (see
below), and it is certainly not a recent idea that awareness
of self is a by-product, although a necessary one, of the
process of social development in humans. Many 19th century
writers, of whom Durkheim is just the most prominent, believed
that to be the case. In The Division
of Labour in Society, Durkheim writes: 'Collective life
did not arise from individual life; on the contrary it is
the latter that emerged from the former. On this condition
alone can we explain how the personal individuality of social
units was able to form and grow without causing society to
disintegrate.'
Durkheim
was followed by a string of theorists who have seen the human
individual as being to a greater or lesser extent made up
from socially-derived elements.
In
1934 G H Mead, in Mind, Self and Society, wrote:
'the self, as that which can be an object to itself, is essentially
a social structure, and it arises in social experience . .
. . it is impossible to conceive of a self arising outside
of social experience'. Mead's formulation has often been criticized,
along with other 'social performance' theorizing; but it holds
true as an example of the importance attached by successive
waves of theorists to the role of social development in enlarging
or creating aspects of consciousness.
Hopper
is clear that social interaction involves the individual in
roles: 'When we say that social phenomena are structured we
mean that in all relationships people do not just meet as
people. Instead, they meet as the incumbents of various roles
which are attached to certain positions. There are many varied
roles and positions in a society and people occupy and act
in more than one.'
M
Fortes, in The Structure of Unilineal Descent Groups
explores the idea that a 'person' - in the context of a society
based on kin groups - can be seen as an 'assemblage of statuses'.
In such a primitive society the ideal replacement for a particular
individual is often one who has the same balance of kin statuses.
There is a good evolutionary reason for this, says Fortes,
since the complex network of antagonisms, jealousies and rights
characteristic of a kin-group society can be most easily held
in a stable condition if certain patterns of roles are maintained.
'Ideally, therefore, the network of statuses remains stable
and perpetual though their holders come and go.'
A
R Radcliffe-Brown, quoted in Kinship, M Goody, 1971, extracted
from The Social Organization of Australian Tribes,
Oceania Vol 1, describes how the individuality of a person
arriving into a primitive kin group is established by using
complex (linguistic) kin terminology to describe the relationship
of the new individual to each and every member of the group.
'As soon as he knows his relation to a given individual he
knows how to behave towards him, what his duties are and what
his rights.'
Mark
Twain, a very individual person if there ever was one, sees
clear through the facade of individuality, however, at least
as regards a person's opinions: 'We know wht Catholics are
Catholics; why Presbyterians are Presbyterian; why Baptists
are Baptist; why Mormons are Mormons; why monarchists are
monarchists; why Republicans are Republics, why Democrats,
Democrats. We know that it is a matter of association and
sympathy, not reasoning and examination; that hardly a man
in the world has an opinion on morals, politics and religion
that he got otherwise through his associations and sympathies.'
Ridley
in Nature Via Nurture proposes that in the human
child, unlike other species, there is a predisposition towards
specialization (division of labour) in personality terms as
much as in 'operational' terms. Clearly such an instinct would
tend to play with a consciousness of individuality, and result
in an evolutionarily useful differentiation of people. Maybe
here is where we look for an understanding of why people put
such a premium on their individuality. Writing about skills,
Ridley says: 'I am suggesting that the appetite for nurturing
a talent might itself be an instinct. Having certain genes
gives you certain appetites; finding yourself better at something
than your peers sharpens your appetite for that thing; practice
makes perfect and soon you have carved yourself a niche within
the tribe as a specialist.' He applies similar reasoning to
the development of personality traits.
It
would have been easier to believe in a developed, organic
personal individuality if belief had been sustained in the
'tabula rasa', or the possibility of imposing a culturally-determined
moral agenda on children. But that theory has lost out in
recent times to an acceptance that many aspects of human ethics
are hard-wired into the human genome, or at the very minimum
that there is a strong genetic predisposition to develop a
set of human characteristics including reciprocity, the ability
to empathize, a tendency to exchange, the ability to learn
languages, and a wide range of other aspects of human character.
Many
aspects of human personality are therefore shared in common
in other than pathological circumstances; people do not learn
to be human during childhood in these respects, pace all those
parents who believe that their children would have become
(remained!) wild animals in the absence of firm parental control.
See
Understanding and Sharing Intentions (Tomasello et
al): 'Human infants seem to have from very early in ontogeny
a very strong motivation to share emotional states with others.
By about 12 to 14 months of age the motivation to share with
others reaches down past the sharing of goals and perceptions
and into the infant's and others' chosen plans of action and
attention.'
Although
most key elements of intrinsic personal individuality were
probably laid down a long time ago, self-awareness and self-definition
has certainly expanded greatly just during the very recent
period of recorded history, for instance in terms of ethnicity,
race and nationality.
Benedict
Anderson in Imagined Communities points to the invention
of printing, and the consequent spread of demotic national
'print languages' which replaced Latin as being the source
of nationalism and the concomitant emergence of national group
feelings in the individual psyche. The language of print in
Europe, until the arrival of Martin Luther in the 16th century,
had been exclusively Latin. After that, printing in the vernacular
spread rapidly. It follows that prior to the 16th century,
the consciousness of all individuals other than very well
educated ones was unaffected by direct delivery of printed
ideas. Without the resulting development of patriotism, the
financing and bloodshed of the national wars of the 18th to
20th centuries would hardly have been possible.
It's
not unreasonable to date the decay of group-driven society
from the fact of the emergence of the nation state. Benedict
points out that: 'all profound changes in consciousness, by
their very nature, bring with them characteristic amnesias'.
In this way the group consciousness that was so strong in
humans up to the late Middle Ages was overwhelmed by the power
of 'national' consciousness.
Printing
was the first of a number of technologies which have had the
effect of broadening the amount and depth of informational
choices available to individuals. Books, radio, television,
computers and the Internet (what Donald calls the ESS - the
External Symbolic System) have together transformed the size
of the cognitive universe in which educated humans live. This
has supported the process of individuation, even though it
has done little to mitigate the consequences of loss of collectivity.
Donald, in Origins of the Modern
Mind says: 'The individuation of humans has greatly increased
with the growth of the ESS, perhaps because it holds a much
larger reservoir of alternatives for individuals to choose
from, and because it challenges the tradition-bound mythic
elements of society to find significance in individual life
rather than in the group.' That is all very well, but Donald
is out on a limb if he thinks that society will function better
if humans are less group-oriented. There's everything right
with increasing human individuation, but only if it's balanced
by an equivalent amount of attention paid to our natural groupishness.
BACK
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The Role of Consciousness in Individuality
The
weight of evidence and opinion, some of which is presented
below, is in the direction of a very major role for consciousness
for the individual actor in society (in groups). We'll walk
around the question of whether consciousness evolved for that
purpose, or for another purpose, and the question of when
it originated. What seems clear is that conscious activity
is the key contributor to the 'face' presented by an individual
in a group. There is also a large but not overwhelming body
of opinion holding that consciousness was the means by which
the group's collective beliefs and moral structures were implanted
into individuals, and that an understanding of personal individuality
came into the psyche only later. This is more contentious,
obviously.
Steven
Mithen, for instance, in The Prehistory of the Mind,
accepts Nicholas Humphrey's argument that consciousness evolved
as a cognitive trick to allow an individual to predict the
social behaviour of other members of the group. 'At some stage
in our evolutionary past we became able to interrogate our
own thoughts and feelings, asking ourselves how we would behave
in some imagined situation.' Humphrey
distinguishes between 'sensation', which is conscious awareness
of sensual input (touch, sounds etc), and a higher order of
'reflexive consciousness' which relates to reasoning and one's
own mental states. It's this 'higher order' consciousness
which might have evolved in the social phase of humanity's
evolution; perhaps the mechanism of consciousness already
existed at a lower level.
In
The Origins and History of Consciousness, Neumann
lays emphasis on the importance in the evolution of consciousness
of the male group in its struggle to become free of female
domination. 'Precisely because the male group, in accordance
not only with its "nature' but also with its sociological
and psychological trends, requires the individual to act independently
as a responsible ego, initiation into the men's society is
always bound up with the testing and strengthening of consciousness.'
This is a very non-PC view, but it's not to be excluded that
some aspects of the bundle we now call consciousness may have
originated in the masculine hunter-gatherer band.
Certainly,
Neumann sees consciousness as a late stage in the development
of the human psyche: 'All the social, religious and historical
evidence points to the late birth of the individual from the
collective and from the unconscious.'
More
generally, Neumann says: 'The evolution of law, of a generally
binding moral code and of collective values, and the formation
and development of consciousness and the super-ego served
the purpose of building up the ego and the system of the conscious
mind and of liberating this system from the original state
in which it was overwhelmed by the unconscious.'
Based
on most of the written opinions, the emergence of a consciously
self-regulating individual happened very late on, just in
the last few centuries. But then how do you explain Roman
authors such as Cicero or Tacitus, who can hardly be called
slaves of their unconscious? Well, the fact that at certain
times one or two humans managed to liberate themselves doesn't
carry much weight, at least not until the development of printing
and mass literacy allowed larger numbers of people to follow
their directions.
Presumably,
by the way, the superego, like language, would not develop
in a human child born away from society? It's not genetic?
But the predisposition to develop it may be, as with language.
There has been time for that to evolve. Perhaps the evolutionary
purpose of the superego is the same as as of individuality,
of which indeed it forms a part. People take their ethical
belief-set to be a key part of themselves. But this still
begs the question of why consciousness is necessary; the human
unconscious is well able to function according to a series
of conflicting menus, and sort out a course of action without
recourse to the slow and inaccurate consciousnes. From this
perspective it makes sense that the superego and other aspects
of what we now think of as conscious individuality existed
long prior to the higher development of self-awareness, which
took place only quite recently.
Richard
M Gray, in Archetypal Explorations, quotes Jaynes'
assertion, based on patterns of linguistic change in the Iliad,
that human consciousness slowly emerged from a collective
unity some time about 5,000 years ago in the West.
Emile
Durkheim in The Division of Labour In Society takes
the pre-historical human being to be almost devoid of conscious
individuality: "If the individual is not distinct from
the group, it is because the individual consciousness is almost
indistinct from the collective consciousness". He criticizes
Spencer and his followers for imputing a modern kind of inviduality
to early humans which was then crushed by the developing power
of leaders and (eventually) the State. For Durkheim, the chief
of the group, by taking onto himself the collective consciousness,
was the first one who displayed individuality. Be that as
it may, it is Durkheim's view which has become orthodox: the
early human had little if any conscious idea of himself as
a separate actor.
It
needs to be said that Durkheim, as would be expected for the
period at which he was writing, does not distinguish clearly
between the conscious and and the unconscious as these terms
are now understood. The very word 'unconscious' does not occur
in Durkheim's book (first published in 1893) until page 150,
where the word 'instinctive' would do almost as well. It wasn't
until Freud (after 1900) that humans began to be conscious
of their unconscious in the modern sense of the term! 'Psychic'
might be a possible replacement for 'conscious' in Durkheim's
writing.
Durkheim's
description of the individual consciousness as being the receptacle
of content held in the 'collective consciousness', meaning
somehow the cultural burden of society, is therefore not that
useful in discussing consciousness in the modern sense as
distinct from the overall cognitive apparatus (see for instance
Anthropology, Anthropologists: The
Modern British School, by Adam Kuper). However, Durkheim
is clearly in agreement with many other writers both that
the individual takes her moral content from the collective,
and that the individual psyche plays an increasingly prominent
role in society.
Malinowski
in Argonauts of the Western Pacific describes the
(conscious) mind of the Melanesian natives as having no concept
of historical time: "any idea of epochs in time is absent
from their mind; the past is one vast storehouse of events,
and the line of demarcation between myth and history does
not coincide with any division into definite and distinct
periods of time . . . again, they have no idea of what could
be called the evolution of the world or the evolution of society".
He makes a similar point about magic - the natives are uncurious
and unaware of the origins of magic, it is simply a fact of
life, not questioned. Their consciousness in these two sample
respects is quite other than the consciousness of a 'modern'
man.
(Here the term 'consciousness' is used to mean the body of
psychic content to which the 'conscious space' has access.)
At
the same time, it is clear that the typical individual's understanding
of her position in society has evolved substantially in the
last few hundred years. You could say that consciousness has
enlarged to take in many more dimensions of a social being.
At a stretch, you could say that whereas 500 years ago, for
most people morality was largely unseen and unfelt at a conscious
level, with behaviour being driven by unconscious structures,
now a far larger proportion of people would be able to give
a coherent account of their ethical positions. You could say
that this amounts to the emergence of moral structures out
of the unconscious into the conscious, accompanied by a reduction
in the role of overtly external moral controls. However, you
would also have to say that the moral structure which has
emerged into consciousness is much weaker than its original
unconscious forbear, and that people on the whole are much
less inclined to accept external moral controls (even though
the State is far more able to enforce them).
Although
we have become conscious of our moral nature, and have a greatly
expanded awareness of our own individuality, that does not
of itself have anything much to say about the role of consciousness
in moderating behaviour ('the conscious exercise of our individuality'
is how many people might term it).
Indeed,
recent work on self-deception shows how strongly the human
consciousness is used by various parts of the psyche and the
external group for their own purposes, and is strongly at
odds with any view that consciousness has a directing role
in human behaviour. Prominent in the exploration of human
self-deception has been Robert Trivers,
who describes multiple forms of self-deception which surface
in the consciousness, including:
- the enhancement
of deception of others;
- input from
the internal voices of significant others, notably including
parents;
- the results
of internal genetic conflict, particularly between maternal
and paternal genes; and
- creating
a favourable future orientation.
A
highly significant physiological fact is that while it takes
about 20 ms for a nervous signal to reach the brain from for
example a finger, and the finger can respond in 50 ms, the
signal does not register in consciousness (if at all) for
500 ms. A nervous 'round-trip' involving cognitive processing
may take between 100 and 200 ms. In addition, the registering
of a conscious 'intention' to act takes 350 ms from its neuronal
origins, and there is a further 200 ms between the registering
of the intention and the carrying out of the action. Says
Trivers: 'It seems as if our conscious mind is more of an
on-looker than a decision-maker'.
Frank,
in Passions Within Reason, lists universally accepted
emotional facial expressions and explains that the highly
expressive human face needs to reflect both unconscious (sincere?)
emotions and conscious (insincere?) ones: '. . . there will
often be advantage in pretending to feel an emotion one does
not. (But) if all the facial muscles were perfectly subject
to conscious control, facial expressions would be robbed of
their capacity to convey emotional information.'
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The Influence of Groups on Human Behaviour
If
it be once accepted that the formation of human behaviour
is largely carried out unconsciously, which is the upshot
of the previous section, then the way is clear to investigate
the extent to which the behavioural decision process is influenced
by inherent 'groupish' predispositions, and by group memberships
themselves, or in different terms, by the collective unconscious
(the sets of psychic content held in common by the members
of groups).
One
of the key groupish predispositions is to conform; countless
researchers have confirmed and measured the pressures on human
individuals to conform in a wide range of social situations.
The
first important series of experiments was carried out by M
Sherif, eg The Psychology of Social Norms, in 1935-36.
Sherif, after Durkheim, believed that norms are an intrinsic
property of social interaction, tending to order, simplify
and regulate interaction, and that, once established, they
influence group behaviour even when the original members have
been replaced. Sherif showed that in a group of people convergence
on the mean (opinion or attitude) happens very quickly, and
much more quickly if individuals have not had previous exposure
to the particular subject on which interaction takes place.
Once established, a norm influences both those who were originally
present, even if they at first held different opinions, and
especially newcomers to the group. Sherif stated that the
norm is a quality of the group rather than of the individuals
in the group. Many later researchers have verified and expanded
Sherif's conclusions.
M
Deutsch and H B Gerard in A Study of Normative and Informational
Influences upon Individual Judgement showed that the
absence of social approval and 'informational' mechanisms
reduced but did not eliminate the normative tendency. They
suggested that humans have an ineradicable propensity to take
other people' opinions into account.
Michael
A Hogg and Dominic Abrams focus on the mechanism of conformity
from a 'social identification' perspective. 'The distinctive
feature of conformity is that it involves norms. Norms are
the set of expectations concerning the appropriate and accepted
playing out of roles in society. Norms can be concretized,
through legislation, or more often they are so pervasive and
so saturate society that they are 'taken-for-granted' and
are invisible.'
One
of the main ways in which social conformity is achieved is
through the existence of pre-defined 'roles' which people
can slip into without needing to think about it. Hogg in
Social Identifications describes h0w interactions between
people in a variety of social situations tend to be governed
by the roles that people inhabit (ie the groups that they
belong to) during the encounter. 'When we deal with others
we often do so as representatives of some social category,
group or role. The impact of the presence of others is rarely
'merely' neutral. It embodies both meaning and purpose.' He
uses the behaviour of football supporters to illustrate his
point, but anyone who has attempted to mediate in a row between
sales and production workers in a manufacturing company will
know just what he means.
In
the case of humans, it is possible to be a member of different
groups at the same time, and this is something that is mostly
carried on unconsciously. The brain produces the right behaviours
for the group you happen to be in at a particular moment,
although when membership of two groups is incompatible, we
call it a 'conflict of interest' and it has to be dealt with
consciously. It's possible that the capacity for multiple
group membership arose when the hunter-gatherer group arose
alongside the kin-group.
Fredric
Barth in Ethnic Groups and Boundaries remarks that
ethnic identity (ie membership of an ethnic group) carries
with it limitations on the behaviour of individual members:
'Ethnic identity implies a series of constraints on the kinds
of roles and individual is allowed to play, and the partners
he may choose for different kinds of transactions. In other
words, regarded as a status, ethnic identity is superordinate
to most other statuses, and defines the permissible constellations
of statuses, or social personalities, which an individual
with that identity may assume.'
So
it's not just a question of choosing the particular group
behaviours that apply in particular circumstances; there is
also a ranking process, as poor Kate Moss found out when she
tried to combine a 'party-animal' role with 'young woman's
role model' status. Her (ex-) paramour Pete Doherty on the
other hand can mix 'party-animal' with 'young rock star' with
impunity. This may seem a statement of the obvious, and so
it is - but the underlying group memberships are the drivers
of this 'obvious' result, and public outrage at Moss's behaviour
stems from a perceived mismatch of roles on her part, rather
than any sense of moral disapprobation as such.
Barth
also points out that humans are good at slipping from one
identity into another when it suits them, and this even applies
to ethnic identity, which at first sight would have appeared
to be more fixed than some other group identities. He takes
examples from primitive societies and comments: 'Examples
of stable and persisting ethnic boundaries that are crossed
by a flow of personnel are clearly far more common then the
ethnographic literature would lead us to believe.'
Anyone
who has visited the USA as a foreigner, and talked to a representative
selection of Americans will know that most of them are very
quick to tell you that they are in fact German, Polish, Ukrainian,
Scottish, Jewish etc etc. Immigrants from time immemorial
have crossed ethnic boundaries, not to mention the Sabine
women, who perhaps had less choice in the matter. Presumably
a Roman matron with Sabine origins had both ethnicities in
her own mind?
Although
non-Sabine individuals have a certain degree of ethnic choice,
once within particular ethnic surroundings, they have very
little legitimate ethical choice, since the State has an stranglehold
in that department and is not noted for offering its consumers
(citizens) much in the way of ethical freedom.
The
most important consequence of the effective ethical monopoly
of the Nation State is that its model of top-down moral suasion
(the 'Nanny State') is unsuited to the way in which the human
mind works, leaving individuals without an effective internalised
moral structure. Litter, suicide, rape, violence, thuggery
and the rest are the all too obvious result. Humans, though,
won't be stopped from associating with each other (even hoodies
are being groupish) and it is not surprising that the growth
in power of the State - denying individuality on the one hand
- is matched on the other hand by an explosion of interest
in association. People's individuality is reinforced, even
perhaps created, as suggested above, on the basis of associative
building blocks, and what the major institutions of society
no longer provide for them they will always seek to provide
for themselves.
This
explains the explosion of interest in associations, clubs
and other interest groups in modern economies. The individual
may have become detached from her collective roots, but she
still has a strong drive to establish her identity within
the tribe, and the way that lies to hand is through association.
Many associations (groups, clubs, call them what you will)
play an ethical role in addition to their 'groupish' contribution.
Lots of them exist for charitable purposes, or have such purposes
in addition to their basic role ('Friends' organisations at
schools, for instance). Many more have sets of internal rules
which control the behaviour of members during group activities,
or even in some cases beyond.
Although
the State has pretty well extinguished the private sector
in moral provisioning, even in the 21st century there are
still groupish organizations which maintain the ancient, collective
virtues as a way of life in defiance of 'modern' life, such
as the Amish in the US and the Hutterites in Europe. For David
Sloan Wilson, the Hutterites are a testament to the success
of groupish, anti-individualistic living: 'By fostering a
selfless attitude towards others and minimizing the potential
for exploitation within groups, they are spectacularly successful
at the group level.'
The
continued success of such organisations gives hope that there
is individual life after the State.
See The Rise and Fall of the State.
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Individuality Now
People
who have understood the groupish (collective) basis of most
human behaviour, and yet have to operate in the atomized individualistic
modern world, cope by importing collective moral structures
into their consciousness, which in psychological terms amounts
to an expansion of the weight and power of the superego. Neumann
calls this a 'pseudo-solution' to the problem of the growing
psychic shadow. Perhaps that's unfair. If coupled with extensive
self-remedial work through Zen Buddhism, meditation, inner
exploration, working with gurus or whatever, it seems to be
possible for people to reach an accommodation with their own
shadows, at any rate, even if not with society's shadow (an
impossibility, for an individual, in any case).
Such
people, unavoidably seeing themselves as an elite, unavoidably
also see a mass of humanity which does not measure up, and
calls it an underclass.
'The
result', says Neumann 'is a growing discrepancy between the
moral level of the individual and the ethic of the collective'.
It's not necessarily clear which way around Neumann is talking:
does he mean that the morals of 'elite' individuals are out
of synch with the ethic of the mass, or (more probably) does
he mean that the morals of the mass are out of synch with
the ethic of the elite? Both are true, anyway, and there isn't
only one collective.
Neumann
also points to the unevenness of development of the modern
personality. Even a well-educated person can be a mixture
of new and old groups: 'For example, as a technologist he
may be living in the present, as a philosopher in the period
of the Enlightenment, as a man of faith in the Middle Ages
and as a fighter of wars in antiquity - all without being
in the least aware how, and where, these partial attitudes
contradict each other.' (Not a bad description of Tony Blair
or George Bush?) And this was written 50 years ago.
Durkheim
recognizes the psychic distance between the individual and
the modern state, and postulates a range of intermediate 'groupish'
organisations which can assist in socializing individuals:
'The state is too remote from individuals, its connections
with them too superficial and irregular, to be able to penetrate
the depths of their consciousness and socialize them from
within . . . a nation cannot be maintained unless, between
the state and individuals, a whole range of secondary groups
are interposed.'
The
'whole range of secondary groups' postulated by Durkheim is
explored in detail in Groups
in Modern Society.
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