The
Evolution Of Law
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page contains a full version of the text with explanatory
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Introduction
'Law'
to a modern human is so much a 'top-down' feature of the highly
regulated States we almost all live in, that it takes an effort
of mind to realize that large parts of law are in fact 'bottom-up'
in the sense that they represent moral structures that are
intrinsic to all human groups, even if most of these laws
have nowadays been taken over by the State.
Indeed,
there is no easy way of distinguishing between the components
of the law that stem from the genetic endowment of humans,
and its cultural elements. (The word 'cultural' is here used
to refer to social constructs which are not biologically evolved
but which have developed as human society has become more
complex and which are transmitted from generation to generation
by education or via external stores of information such as
books.)
To
illustrate the distinction: injury caused by a man to his
wife has been the subject of sanctions in a tribe or kin-group
for a very long time, and there are few if any human societies
in which it is not regarded as requiring a response, although
that response varies very widely; whereas sanctions for failure
to fill in an annual return form are a feature of some bureaucratic
modern societies that would have had no adaptive benefit 250,000
years ago.
Curiously,
it is quite difficult to think of a branch of modern law that
doesn't owe its origins in part at least to the genetic moral
template, although by now all types of law are festooned with
the regulatory outpourings of the nanny State, and of course
must take account of numberless circumstances which were different
or just absent at the time that we evolved as social animals.
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'Evolved'
Law
It
is probably uncontentious by now to assert that a code of
behaviour evolved during the development of the human social
group, to enable individuals to function with each other and
as part of the group. Since it is hard to imagine that any
very sophisticated interaction could have taken place in the
group until the emergence of language, it is perhaps also
reasonable to date the availability of a set of 'groupish'
moral templates to the same period.
There
is still controversy over the pattern of cause and effect
as between increased human brain size, erect posture, the
gradual enlargement of the group, and the cognitive advances
that accompanied them, including the development of language,
the enlargement of consciousness, and the emergence of myth
as a central feature of human group life.
It's
not in doubt, though, that these various changes and innovations
began to take place with the arrival of homo habilis, approximately
2m years ago, and were completed by the time of the appearance
of homo sapiens, approximately no later than 250,000 years
ago.
Little
change can have taken place to the genetic inheritance of
modern man since then, so we can assert that the genetically-embedded
moral structure of humans is at least 250,000 years old.
Robin
Dunbar (Grooming, Gossip and the Evolution of Language)
charts the growth in group size as primates gave way to early
hominids, and calculates the percentage of time that would
have been required to maintain social contacts through grooming
until the point comes when language would have been required;
that point is about 250,000 - 400,000 years ago, when homo
sapiens appeared, and optimum social group size reached its
expected modern level of about 150. 'Language' here means
something close to modern speech; Dunbar describes a succession
of intermediate phases between physical grooming and spoken
language.
Barkow,
Cosmides and Tooby (The Adapted Mind) quote Isaac
(1983) and Konner (1982) in support of the importance of linguistic
interactions in the social group, emphasizing the complexity
of the linguistic apparatus already presumed in use at an
early stage of development (homo habilis, 2 million years
ago), and concluding: 'In a group of communicators competing
for attention and sympathies there is a premium on the ability
to engage, interest and persuade listeners'. For 'listeners'
perhaps understand 'watchers' during the mimetic phases of
development of language.
Many
commentators locate the emergence of complex social interaction
in the hunter-gatherer group, comprised of men (in most cases)
who separated out from the undifferentiated, mixed kin-group,
and needed to develop sophisticated techniques for co-operation
and communication. This may explain why it was through 'The
Fathers', or the male elders of the tribe, that law emerged
as the basis of all conduct, moral or otherwise. The feminine
emancipation of the last 150 years has shifted the law into
the hands of women as equal partners alongside men, but the
masculine origins of the law are hard to dispute.
De
Jouvenel in his classic On Power describes the omnipotent
legal powers exercised as of right by individual male heads
of tribes (families, kin-groups) in Ancient Rome, and jointly
by male councils, quoting Maine, Ancient Law, in
support of this depiction. It is difficult to doubt that the
supremacy of male members of early tribes (groups) stems directly
from the role of 'the Fathers' in early human groups, however
this is thought to have originated.
For
rules of conduct to be more than pious aspirations on the
part of the more reflective members of a group, there also
needs to be a propensity to accept such rules among all group
members, and it is clear that this propensity did develop
alongside the rules themselves.
Inside
the human group there is very strong pressure for conformity
- what is loosely referred to, often pejoratively, as the
'herd' instinct. It's obvious that the group would seek to
impose conformity on its members in many respects (although
dissent is adaptive when it comes to competition between groups,
because it allows for greater flexibility of group behaviour).
It's also obvious that one of the best ways of ensuring conformity
(after mimetics) is by reference to an objective body of rules
(or morals or laws or whatever) which all members of the group
accept. It's not difficult to see how 'the law' would have
evolved as a mechanism for ensuring group solidarity, initially
through 'The Fathers' and later on as a separate body of rules
independent of any particular sub-group, although there would
always be a sub-group (or groups) with devolved responsibility
for maintenance and enforcement of the rules. Today, the judiciary
and the police are those groups; in the hunter-gatherer group,
it was the Fathers, and perhaps even they had 'heavies' at
their disposal (in return for extra meat?).
In
Social Identifications (Michael A Hogg and Dominic
Abrams), the writers focus on the mechanism of conformity,
from a 'social identification' perspective. 'The distinctive
feature of conformity is that it involves norms. Norms are
the set of expectations concerning the appropriate and accepted
playing out of roles in society. Norms can be concretized,
through legislation, or more often they are so pervasive and
so saturate society that they are 'taken-for-granted' and
are invisible.'
The
propensity for members of a group to focus in on 'norms',
far beyond what the evidence would justify, is well documented.
The first important series of experiments was carried out
by M Sherif, eg The Psychology of Social Norms, in
1935-36. Sherif, after Durkheim, believed that norms are an
intrinsic property of social interaction, tending to order,
simplify and regulate interaction, and that, once established,
they influence group behaviour even when the original members
have been replaced. Sherif showed that in a group of people
convergence on the mean (opinion or attitude) happens very
quickly, and much more quickly if individuals have not had
previous exposure to the particular subject on which interaction
takes place. Once established, a norm influences both those
who were originally present, even if they at first held different
opinions, and especially newcomers to the group. Sherif stated
that the norm is a quality of the group rather than of the
individuals in the group. Many later researchers have verified
and expanded Sherif's conclusions.
M
Deutsch and H B Gerard in 'A Study of Normative and Informational
Influences upon Individual Judgement' (Journal of Abnormal
and Social Psychology, 51, 629-36, 1955)
showed that the absence of social approval and 'informational'
mechanisms reduced but did not eliminate the normative tendency.
They suggested that humans have an ineradicable propensity
to take other people' opinions into account.
From
a cognitive aspect, consciousness had a key role to play in
the development of 'groupish' feelings and behaviour. Whether
or not consciousness (reflective self-awareness) arose because
of the need for it in the group, or whether a primitive type
of consciousness already present in primates simply became
the basis for self-awareness, is uncertain. But there is wide
agreement that consciousness was a key tool in the process
through which the group imposed its ethical rules on its members.
In
Depth Psychology and a New Ethic, (published even
before his Origins and History of Consciousness),
Ernest Neumann paints the consciousness as being at the centre
of the process by which the collective (the group in its most
general sense) applies an ethical (moral) structure to its
members.
'The consciousness of the individual originally
develops with the aid of the collective and its institutions,
and receives the 'current values' from it'. He explains (after
Freud) how two psychic systems develop in the personality,
one of which (Freud's and Jung's 'shadow') remains completely
unconscious, while the other develops into 'an essential organ
of the psyche, with the active support of the ego and the
conscious mind (the 'persona').
'The
development of consciousness itself, and everything that has
followed in its train, owes its origin to the urgent need
for the creation of a stable structure to stand firm against
the tendencies towards disintegration in the unconscious and
in the outside world'.
Our
direct, evidence-based knowledge of legal structures in human
social groups dates only from very recent times, say at most
the last 10,000 years, so that most theories about how social
groups may have organised themselves during most of the last
250,000 years are heavily dependent on the study of modern
tribal societies which are presumed to be similar in most
respects to earlier pre-literate societies. Hardly any of
these societies remain uncontaminated by modern man, so that
new studies become less and less valid - field anthropology
had its heyday in the 20th century. Prior to that, much work
was unscientific or badly documented. On this tiny base of
evidence, mighty cathedrals of social theory have been erected.
With this proviso, much can be said about the governance of
primitive socieites, and some of it has a limited degree of
indirect archeological or paleontological backing.
Almost
all modern (20th century) writers agree that the governance
of the early human social group arose out of its nature, that
is to say, was genetically inspired. The two strongest pieces
of evidence for this are first, that all primitive groups
that have been studied share the same basic moral templates;
and second, the persistence of 'customary' law among modern
societies despite the growing tendency of lords, kings and
eventually the State to impose their own rules.
Peter
Kropotkin in Mutual Aid emphasizes the long continuity
of village- or community-based law in Europe and Russia, throughout
history and up to the 15th century. Such law is very centered
on individual relationships within the group, on solving problems
in the group, on assessing 'right' and 'wrong' as between
people and dealing with compensation. However, at all times
the individual is treated as being part of the group, and
the actions of an individual are treated as actions of the
group.
'Every
quarrel arising between two individuals was treated as a communal
affair - even the offensive words that might have been uttered
during a quarrel being considered as an offence to the community
and its ancestors.' 'The judicial procedure was imbued with
the same spirit. Every dispute was brought first before mediators
or arbiters, and it mostly ended with them, the arbiters playing
a very important part in barbarian society. But if the case
was too grave to be settled in this way, it came before the
folkmote', often in a jury setting.
Kropotkin
remarks upon the persistence of this community-based customary
law even after villages had come under the sway of warlords.
'The moral authority of the commune was so great that even
at a much later epoch, when the village communities fell into
submission to the feudal lord, they maintained their judicial
powers.'
Kropotkin
also notes that the death penalty, indeed all penalties, were
scarcely available under customary law. If a person was unable
to pay compensation, even for killing, he would normally join
the family or group of the injured party.
Matt
Ridley points out in The Origins of Virtue that the
body of law in primitive (tribal?) societies applies within
the group to its members, but not to the outgroup. 'When Joshua
killed 12,000 heathen in a day and gave thanks to the Lord
afterwards by carving the 10 Commandments in stone, including
the phrase "Thou shalt not kill", he was not being
hypocritical.'
It
is not right however to suppose that members of primitive
tribal societies obeyed their folk-laws purely out of a sense
of moral obligation to the group. There were sanctions which
could be applied if they did not, ranging from expulsion (a
serious and possibly fatal punishment) to violent retribution
from relatives of injured individuals. Evans-Pritchard,
in The Nuer, makes this clear: 'What chiefly makes
people pay compensation is fear that the injured man and his
kin may take to violence . . . also the chances of a man obtaining
redress for an injury are less the further removed he is from
the man who has injured him, since the opportunity for violence
and the effectiveness of kinship backing lessen the wider
the distance between the principals.'
Richard
Alexander in The Biology of Moral Systems says: 'The
rules of morality and law alike seem not to be designed explicitly
to allow people to live in harmony within societies but to
enable societies to be sufficiently united to deter their
enemies.' But that is surely too limiting: a group has a competitive
advantage if it has a set of agreed-upon rules, but that doesn't
prevent the rules from achieving other goals - division of
labour between men and women, efficient hunting and so on.
Bertrand
de Jouvenel, in his classic On Power, tracing the
growth of the power of the monarch and then the State, points
out that in mediaeval times such power was severely tramelled
by the 'Lex Terrae', the customs of the country,
'which was thought of as a thing immutable'. 'And when the
English Barons uttered their Nolumus leges Angliae mutari
(We object to changes in the laws of England), they were only
giving vent to the general feeling of the time.'
De
Jouvenel says that 'sovereignty', in the sense of the over-arching
power of the sovereign, was a 17th century construction, and
that all previous societies regarded themselves as being assemblages
of individuals subject to a common law, which applied to the
sovereign (if there was one) as much as to any other citizen.
For instance, in Rome, 'what they saw in their mind's eye
was not a person, Rome, but rather the physical reality of
a collection of individuals beloning to a group'.
De
Jouvenel insistently describes Rome, Greece, Sparta and other
early civilisations as being ruled by councils of elders,
being the heads of the aristocratic families (nothing democratic
about it in a modern sense!), at least when they were not
under the sway of an absolutist monarch, such as Alexander,
or the early Roman kings. But even when there was a king,
the council of elders (nobles, fathers, barons or whatever)
held a balance, and maintained the traditional law. There
is no sense in which the king was a law-giver during that
period. 'The republic of old had no state apparatus. It needed
no machinery for imposing the public will on all the citizens,
who would have had none of such a thing.' p 100
'How
was a regime of this kind able to function at all?' asks de
Jouvenel. 'Only by great moral cohesion and the inter-availability
of private citizens for public office.' He stresses the importance
of education in maintaining a cohesive body of citizens, but
then says: 'The government of societies like this was, as
has truly been said, the work of the folkways'.
Malinowski
supports de Jouvenel in asserting that work, or the performance
of social duty, is a natural expression of social reality
in native, tribal societies, not something imposed. Malinowski
in Argonauts of the Western Pacific: 'It must be
clearly set forth that the real force which binds all the
people and ties them down in their tasks is obedience to custom,
to tradition.' 'Order is kept by direct force of everybody's
adhesion to custom, rules and laws, by the same psychological
influences which in our society prevent a man of the world
doing something which is not "the right thing" '.
For
de Jouvenel, 'law', or at least the process of 'legislation',
comes at a late stage of human societal development. The body
of customs and moral precepts is seen rather as being fixed
from time immemorial.
De
Jouvenel quotes Westermarck in The Origin and Development
of the Moral Ideas, Vol. I: 'The Rejangs of Sumatra do
not acknowledge a right in the chiefs to constitute what laws
they think proper, or to repeal or alter their ancient usages,
of which they are extremely tenacious and jealous. There is
no word in their language which signifies law.'
Indeed
the word 'law' carries with it at least nowadays a sense that
rules are being imposed which can be enforced, ie that there
is some external agency, whether that be the Gods or the king
or the police or the State, which is available to administer
the law.
This
is how law was understood by Durkheim, a key figure in anthropological
analysis in the late 19th century. Durkheim says that law
in the earlier societies (say up to the time of the Greeks)
was primarily 'repressive' or 'penal', and was almost synonymous
with 'religious' law. Nonetheless, Durkheim accepts that all
this law was an expression of the moral structures and customs
of the group, and represented a codification of the precepts
of the 'collective consciousness' (a phrase which is more
or less equivalent to the modern usage of 'unconscious' in
Durkheim!).
Durkheim,
describing Roman law, distinguishes between private offences
('delicta privata') which were dealt with among groups
of individuals or in families and offences which were taken
on by the city. 'Certain offences were punishable by a fine
that went to the injured party, who could waive it or make
it the subject of bargaining; such was the case for covert
theft, rapine, slander and malicious damage . . . the same
distinction is found in Greece and among the Jews'. He adds:
'Among primitive peoples punishment seems occasionally to
be a matter even more completely private, as the practice
of vendetta seems to show.'
Durkheim:
The Division of Labour in Society: 'Liberty . . . is
itself the product of a set of rules. We are now aware of
how complex a set of rules is necessary in order to ensure
that economic independence for individuals without which their
liberty is purely nominal.' He complains about the lack of
moral rules in a primarily industrial world, which cause anomie
among the proles. 'To be shot of anomie a group must . . .
exist within which can be drawn up the system of rules that
is now lacking.'
By
a gradual process, beginning already at the time of the Greeks,
says Durkheim, repressive law gradually weakened, until by
now only small segments of it remain. However, alongside grew
'restitutory law' in which he includes commercial law, matrimonial
law, property law, administrative law etc etc, to regulate
the interaction of the individual with society and the State.
Durkheim
considered law to have been essentially religious in origin
among more primitive peoples: 'This is clearly the case of
India and Judea, since the law practised there was considered
to be one of revelation. In Egypt the ten books of Hermes,
which contained the criminal law and all other laws relating
to the governance of the State, were called sacerdotal.'
However,
Durkheim did not have the advantage of access to modern ethnological
and anthropological research, and underestimated the extent
to which law (or at any rate moral structures) in primitive
societies antedated religion. Even so, he accepts that 'religious'
law exists for the purposes of society: 'If criminal law was
originally religious law, we may be sure that the interests
it served were social. It is offences against themselves that
the Gods avenge by punishment, and not those of individuals.
But the offences against the Gods are offences against society.'
His
position is really inconsistent, but perhaps he can't be blamed
for not realising that groups and society antedated religion,
which merely took over existing bodies of customary law. Durkheim
was writing in the tradition of French cartesianism, so that
allowance must also be made for a degree of dirigisme in his
outlook.
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Trade
Before Law
Quite
early on in the development of the human group, and certainly
before any codified system of law existed (which required
a symbolic language) trade outside the group became a key
driver of social growth, and the propensity to trade became
part of our genetic inheritance. Indeed, it is possible to
see trade as one of the main origins of law.
That
sounds topsy-turvy to modern minds; it is commonly thought,
even by free-traders, that trade can only flourish where the
rule of law has been established, as in 'Trade follows the
flag'. The reality is almost exactly the reverse, as the colonial
histories of European nation states demonstrate: the East
India Company is just one of dozens of examples of private
enterprise based on trade which were later subsumed by nation
states as the basis of colonies.
The
example of the Yanomamo (N Chagnon, in Yanomamo, The Fierce
People, 1983) demonstrates how trade leads to political
alliances rather than following from them; and the same can
be observed in the development of merchant guilds in mediaeval
Europe.
The
gradual development of trading networks covering large geographical
areas is presumed to have taken place during the period that
homo erectus was spreading from Africa to colonize most parts
of the world, that's to say, between 1.5m and 500,000 years
ago. This then is the period during which the moral structures
we may call 'trading law' would have evolved alongside the
trading itself.
'Trading
law' would have to include property rights, concepts of 'fair'
valuation and methods of resolving conflicts, at a minimum.
Large tracts of modern law and of the judicial system are
devoted to these subjects, of course.
In
The Company of Strangers, Paul Seabright describes
the evolution of a network of people and groups who trust
each other as accompanying or enabling the development of
trade, and he insists on the need for property rights if such
networks are to develop and be stable.
Thus
also Durkheim: The Division of Labour in Society:
'Property is merely the extension of the idea of the person
to things. Thus where the collective personality is the sole
existing one, property itself is inevitably collective. It
can only become individual when the individual, freeing himself
from the mass of the people, has also become a personal, distinctive
being, not only as an organism, but as a factor in social
life.' A trade is nothing if not 'an individual freed from
the mass of the people'.
The
happy fact that trade leads to the creation of stable multi-group
alliances may have been the way in which early human groups
did not destroy each other, and during recorded history there
are many examples of it.
Durkheim
traces the course of 'corporations', meaning professional
associations, which under the Romans imposed considerable
moral structures on their members, until the State sapped
their life under the later Republic; they rose again in mediaeval
times as the Guilds, and these again provided moral frameworks
for their members for more than 500 years until in the 18th
century they gave way in the face of the Industrial Revolution.
'Some remarks on professional groups' - Preface to the Second
Edition
The
city-states of Europe provided a settled environment in which
trade could flourish, and they were certainly not the expression
of feudal power; on the contrary, they were created on the
basis of the guilds, associations of traders of various types,
and commercial law was developed by the guilds in the form
of codes of conduct. This was even more true internationally
(so far as that term has a meaning before nation states existed).
The Hansa is the supreme expression in Europe of the pre-eminence
of private commercial law; it is nowadays hardly remembered,
but in its day the Hanseatic League, uniting the traders of
modern Germany and the Baltic States was the strongest and
longest-lived institution in Northern Europe. For hundreds
of years it provided a legal and social framework within which
commercial acitvity could take place.
Matt
Ridley in The Origins of Virtue, referencing B Benson,
The spontaneous evolution of commercial law, Southern
Economic Journal, 55, pp644-61, points
out that the groupish virtue of reputation lay at the heart
of successful international trade in the 12th century in Europe:
'Merchants travelling abroad had substantial protection in
disputes with local merchants under the merchants law. The
only and final sanction against a transgressor was ostracism,
but . . . ostracism can be a powerful force.'
The
Hansa and the European city-states were straightforward expressions
of groupish behaviour among traders and craftsmen, confronting
the State (still quite weak) rather than within it. In the
Aztec Empire (AD 1200 - 1500), the state had perhaps more
power than was the case in Europe, but international or long-distance
trade was still organized around a structure of merchant guilds
which seems to have been remarkably similar to the European
model, operating with a quasi-independent legal structure,
and making much use of privately sponsored marketplaces.
Frances
F Berdan in Trade and Markets in Precapitalist States
(Economic Anthropology, ed. Stuart Plattner) describes Aztec
artisanal and trading structures: 'Artisans . . . tended to
cluster in their own districts of the cities. They were, by
all appearances, grouped into guild-like organizations, with
the craft being handed down from parent to child. There was
an internal system of quality control as well as social differentiation
within the 'guild'. . . . Merchants who conducted long distance
foreign trade were organized into guilds much as were the
luxury artisans, residing in separate city districts, controlling
membership, providing training for the neophyte, collectively
worshipping a patron deity.' Merchants who travelled long
distances were safeguarded in foreign markets by the organisers
of those markets. This structure is extremely similar to that
of the European Hansa.
By
the time of the colonial trading companies, however, the State
had become much more powerful, and easily took over their
private activities.
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The
Heyday Of The State
The
State as it developed between approximately 1600 and 1900
also took over the legal systems which the traders had developed,
as it would later take over education and the provision of
other social goods. And with similarly adverse results: by
the 19th century, traders, especially international ones,
were so dissatisfied with State legal systems that they re-invented
their own legal systems through the arbitration process. In
the 20th century the State was busy once again trying to nationalize
arbitration (States after all are run by lawyers!). However,
globalization has undermined the nation state and has given
a new lease of life to independent (private) commercial law.
The WTO is nothing but the Hansa writ large.
The
message is that trade takes place within and between groups,
and that the rules governing trade are best developed within
and among those groups. The State, which is the negation of
groupedness - a kind of devil in the face of the God of groups
- is very bad at managing trade.
The
battle between the State and the folkways for control of law
and regulation is at its peak in the early 21st century. Governments
legislate and regulate ever more furiously as the complexity
of life in modern society becomes ever greater. But they are
on a losing wicket, even if they don't yet see it.
There has always been a strand in philosophical thought that
advocated the minimally intrusive State. There have even been
individual politicians who believed in 'rolling back' the
State. Many politicians pay lip service to this idea, but
judged by their deeds almost none of them measures up to the
ideal. So it is not to governments that we should look for
salvation from increasing and inappropriate legislation; instead,
it will be delivered by globalisation, much helped along by
the Internet, and the empowered individual.
It's
a curiosity of the modern world that competition (even the
little remaining competition between nations, which may have
been driving social evolution) is being legislated away by
the globalization process. Nowadays it is 'managed' competition.
That's a worry perhaps, in so far as global institutions have
monopolies for the most part, and even the saintly WTO is
liable to go astray if it doesn't have competition. So far,
at any rate, globalisation has been a success: the WTO, the
OECD, the UN, the IMF, Greenpeace, Medecins Sans Frontieres,
WIPO appear mostly to be beneficial monopolies, although the
UN has committed some egregious crimes against the folkways,
and the recent history of the OECD shows what can happen if
an entrenched monopoly, however beneficent, falls into the
wrong hands.
Globalization
began in the commercial sector, as described above, with international
dispute resolution through arbitration, and it has spread
to most economic sectors. International - and often global
- conventions, ruling bodies, courts, treaties etc etc now
cover shipping, airlines, banking, insurance, telecommunications,
investment, intellectual property, and even the environment,
to pick just some of the most obvious examples. Governments
have no power to intervene once they have signed up to such
international instruments.
Largely
but not entirely because of the fight against money laundering
and terrorism, international co-operation is now beginning
to impact on taxation and some aspects of criminal law.
It
really is only a matter of time before the legislative canvas
of a national government will be limited to a few, minor domestic
fields, and what is important is that the power which is seeping
away from nations is not seeping towards a mighty international
ruler (pace the European Community), but into the hands of
consultative, rule-based , democratic, international bodies,
of which the WTO is the most obvious example.
It's
an open question whether the WTO is more groupish than a nation
state, but its procedures (and those of any other multinational
body) are a good deal more transparent and democratic than
those of any State, which is a major step in the right direction.
What will definitely reintroduce 'groupish' law into the affairs
of individuals is however the Internet.
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Groups
on the Internet
Even
without the Internet (which perhaps, like God, really does
deserve its initial capital) there has been an enormous expansion
of the information available to an individual, through radio,
television, personal computer storage, etc. On its own, the
extra information may make it possible for an individual to
recreate herself apart from the herd; but it doesn't offer
a structure within which 8 bn people can co-exist peacefully
and productively.
It
is arguable, however, that the Internet will enable just that,
and it will do it by providing groupish moral standards which
will come to affect more and more areas of an individual's
life.
Journalist
Peter Ludlow was kicked out of Alphaville in The Sims Online
(a virtual reality community) in 2004 because he criticized
lax moral standards in the community; this set off a wide
debate in the US on 'free speech' in virtual reality worlds,
and the applicability of the First Amendment.
It's
a problem in society that the people who are most likely to
understand published moral guidelines are the people who are
the least likely to need them; or to put it the other way
about, the people who are most likely to behave unsocially
are the ones who are least likely to be confronted with moral
guidelines in their daily lives. Game shows, Big Brother,
football or baseball matches, the neighbourhood bar and the
gutter press do not add up to a morally edifying diet.
One
of the advantages of religion as a conduit for disseminating
morality was that it encompassed all levels of society. It
is arguable that the Internet will be similarly pervasive,
and specifically through its encouragement to groupish activities
and feelings.
Let's
examine the uses people make of the Internet, with a view
to finding out how far the Internet has already travelled
in terms of providing moral or ethical guidance for its users
by virtue of their membership of groups.
This
table (following research published by Harris Interactive
in November, 2004) lists key uses of the Internet:
Percentages
of respondents using the Internet: |
Very
Often |
Often |
Sometimes |
Rarely |
Never
|
| To send
or receive email |
25 |
26 |
25 |
14 |
9 |
| To do
research for work or school |
18 |
28 |
19 |
10 |
24 |
| To check
on news updates, weather, etc. |
16 |
27 |
26 |
18 |
14 |
| To get
information about a hobby or special interest |
15 |
25 |
38 |
15 |
8 |
| To gather
information about products and services |
14 |
24 |
38 |
10 |
15 |
| To surf
to explore new and different sites |
10 |
24 |
34 |
22 |
10 |
| To make
travel plans and reservations |
8 |
18 |
25 |
18 |
31
|
| To obtain
information on local amusements and activities |
6 |
17 |
36 |
21 |
20
|
| To obtain
information about health or diseases |
8 |
13 |
38 |
26 |
16 |
| To pay
bills |
7 |
9 |
15 |
9 |
60 |
1.
To send or receive email. Of itself, the sending of an e-mail
is not perhaps a groupish activity, but a high proportion
of e-mails are presumably sent to family, friends, work colleagues
and other members of groups to which a user belongs. This
could be measured quite easily (and probably has been).
2.
To do research for work or school. This is not at first sight
a groupish activity; but in fact a surfer will very quickly
be offered group membership as an aid to gaining in depth
information. In order to explore this, let's imagine an accountant
in the UK who has been asked by a client for information about
Section 660 (the Inland Revenue's threat to assess additional
tax on dividends paid to spouses in family businesses). Searching
in Yahoo for Section 660, the first three relevant results
(there are some US Section 660 references) are:
- Prosperity
4, a membership organisation which offers financial benefits
to its members;
- Shout 99,
which offers membership to UK freelancers, including financial
benefits. The site makes much of the quasi moral nature
of the organisation's struggle.
'Shout99.com is the largest freelancer
network in the UK.
The name "Shout99" is a sporting metaphor. Ninety-nine
was the codeword used by the British Lions rugby team
while on tour in South Africa in 1974. If one of the team
was under threat, a shout of "99" would bring
instant support from all team-mates. The undefeated British
Lions of that era have become acknowledged as the epitome
of teamwork and camaraderie.
The Internet brings the ability to shout "99"
to thousands of like-minded small businesses.'
- LesterCybersolve.
This is an overtly commercial umbrella organisation for
IT contractors, offering membership and various benefits.
However it clearly sets out its stall as a group.
'But there's far more to it than
that; the shared risk partnership, the camaraderie, the
support network, and the international opportunities make
a LesterSybersolve career a lifestyle choice.'
Notice
that there are no pure information sources in the first three
results; these are three groups. Further down the listing
there are purer information sources, but you have to work
to get to them.
3.
To check on news updates, weather, etc. This is not a very
groupish area, dominated by CNN, CBS, Fox, the BBC, and the
like. However, a Yahoo search for 'weather news' brings up
a 'sponsored link' at the top right to Parmedia, a membership
news blog, which has an extensive Compact setting out the
standards members are expected to adhere to.
Here is a short extract:
'The
ParMedia Site is dedicated to the free exchange of all ideas
and viewpoints. Because it is our objective to provide our
contributors and readers (one and the same) with the best
environment for gaining knowledge and submitting useful information
on topical events, we request that our members maintain certain
standards and respect other people's right to a differing
viewpoint. If you disagree with certain Content, we ask that
you disagree with the viewpoints expressed and not with the
people that have them. In other words, we will not tolerate
vicious personal attacks, vulgarity or other unacceptable
conduct. Although we want to make this environment as open
and uncensored as possible, we ask that all members adhere
to this Compact.'
4.
To get information about a hobby or special interest. Randomly
picking 'greyhound racing' as a search term on Yahoo, we are
given three national greyhound racing associations in the
top ten search results. The first in order of these is the
American Greyhound Racing Association. It offers membership,
with access to a range of information and benefits, and it
has a Code of Conduct for its members.
'MEMBERSHIP
CODE:
'The Greyhound Racing Association of America is a non-profit
membership association founded to promote, protect and enhance
the sport of greyhound racing and the greyhound industry
through education, example and media for the benefits of
its members, fans, supporters and the greyhound racing dogs
that make this great sport possible.
'Code of Ethics:
'GRA/America encourages responsible greyhound ownership
for its members. Our goal is to provide the most efficient
tools and information for our members to make greyhound
racing an enjoyable and respected American experience.
'GRA
Encourages & Supports:
Placing the welfare of the greyhounds before all else
Strive
for breeding for the best qualities of the breed. Quality,
not quantity.
Education
and pro-active ownership during the racing career of the
greyhounds
Setting
an example as a responsible owner for all others to follow
Making
educated breeding choices; quality--not quantity
Awareness
of legislation that affects greyhound racing and contacting
your legislator to let your views be known
Contacting
GRA, NGA and local authorities if abuse or neglect is witnessed
Introducing
new members to the sport and educate them about the greyhound
breed's unique characteristics
Dispelling
the myths and lies that the press, activist groups, and
the misinformed spread to the public about our sport
Improving
of the relationship between the racing industry and the
adoption industry
Getting
to know your adoption groups and supporting them financially
or otherwise.'
This
Code is representative of the hundreds of thousands of affiliation
groups that exist on the Internet, and it is very clear that
this group sets out desired behaviours among its members that
have quite strong moral overtones. There is also a connection
to relevant legislation, an appeal to fight against other,
negatively-portrayed groups, and a call for financial support.
There is no mention of trading; but this is a quasi-official
body, and likely to frown on commercial activity.
This
was a completely random example; any search term whatever
with hobby or interest relevance is extremely likely to generate
group membership invitations high up in the search results.
5.
To gather information about products and services. Although
there are possibilities for groupish relationships in the
direct supplier/customer relationship, they are not widespread.
The first result, Xerox, doesn't have a membership program,
although there is a Channel Partners membership program for
resellers, which is a bit groupish. However, a further search
for Xerox Computer Printers is more fruitful: the first listing
is for BizRate, a shopping search engine with a membership
program which gives access to members' product reviews and
has a forum-like feature. A search for 'Xerox users forum',
something that a prospective purchaser might well undertake,
yields a number of user forums. The first, very small, is
www.printerscannercopier.com; the second is printer-review.com,
which was quite active in 2003, but now looks quiet; the third
listing is for Print-Planet.com, which is part of E-Communities,
an extensive series of computer user groups which requires
a substantial amount of personal and professional information
before admitting members. It has a long user agreement.
One
paragraph reads:
'Your
use of the Services is subject to, and you agree to not
use the Services in any manner that is prohibited by or
facilitates the violation of, any applicable local, state,
national, or international law or regulation. Without limiting
the generality of the foregoing, you agree that you will
not use the Services to: (a) stalk, harass, or harm another
individual; (b) impersonate any person or entity or otherwise
misrepresent the Services or servers or networks connected
to the Services or disobey any requirements, procedures,
policies, or regulations of networks connected to the Services;
(d) collect or store personal data about other users; (e)
post, e-mail, or otherwise transmit any unsolicited or unauthorized
advertising or promotional materials, "spam,"
or other forms systems or to disable or circumvent any security
or tracking mechanisms included in or operating in conjunction
with the Services; or (g) interfere with anyone else's use
and enjoyment of the Services.'
Members
can send e-mails and other messsages ('posts') to their fellow
members, which can have trading or commercial content, within
limitations.
It's
probably unnecessary to go on. Any use of the Internet comes
up against user groups, forums, communities etc in short order;
and they normally have sets of rules with more or less ethical
content which seek to control the behaviour of members.
Curiously,
the Harris poll didn't list - and perhaps didn't ask about
- sex or gaming, which are regularly reported to be the two
main uses of the Internet. Both of them no doubt have plentiful
clubs, membership priviliges, forums, etc; but perhaps the
most interesting aspect of gaming, loosely interpreted, from
a groupish point of view, is to be found in the 'lifestyle'
or virtual reality sites previously mentioned.
A
quick search using search aggregator Copernic (just for a
change!) yielded:
secondlife.com,
a subscription membership service. Secondlife's 'Community
Standards' are a good sample of virtual world 'ethical codes'.
'We
hope you'll have a richly rewarding experience, filled with
creativity, self expression and fun.
'The
goals of the Community Standards are simple: treat each
other with respect and without harassment, adhere to local
standards as indicated by simulator ratings, and refrain
from any hate activity which slurs a real-world individual
or real-world community. Behavioral Guidelines - The "Big
Six"
'Within
Second Life, we want to support Residents in shaping their
specific experiences and making their own choices.
'The
Community Standards sets out six behaviors, the "Big
Six", that will result in suspension or, with repeated
violations, expulsion from the Second Life Community.
'All
Second Life Community Standards apply to all areas of Second
Life, the Second Life Forums, and the Second Life Website.
'Intolerance
'Combating intolerance is a cornerstone of Second Life's
Community Standards. Actions that marginalize, belittle,
or defame individuals or groups inhibit the satisfying exchange
of ideas and diminish the Second Life community as whole.
The use of derogatory or demeaning language or images in
reference to another Resident's race, ethnicity, gender,
religion, or sexual orientation is never allowed in Second
Life.
'Harassment
'Given the myriad capabilities of Second Life, harassment
can take many forms. Communicating or behaving in a manner
which is offensively coarse, intimidating or threatening,
constitutes unwelcome sexual advances or requests for sexual
favors, or is otherwise likely to cause annoyance or alarm
is Harassment.
'Assault
'Most areas in Second Life are identified as Safe. Assault
in Second Life means: shooting, pushing, or shoving another
Resident in a Safe Area (see Global Standards below); creating
or using scripted objects which singularly or persistently
target another Resident in a manner which prevents their
enjoyment of Second Life.
'Disclosure
'Residents are entitled to a reasonable level of privacy
with regard to their Second Lives. Sharing personal information
about a fellow Resident --including gender, religion, age,
marital status, race, sexual preference, and real-world
location beyond what is provided by the Resident in the
First Life page of their Resident profile is a violation
of that Resident's privacy. Remotely monitoring conversations,
posting conversation logs, or sharing conversation logs
without consent are all prohibited in Second Life and on
the Second Life Forums.
'Indecency
'Second Life is an adult community, but Mature material
is not necessarily appropriate in all areas (see Global
Standards below). Content, communication, or behavior which
involves intense span class="subheader" language
or expletives, nudity or sexual content, the depiction of
sex or span class="subheader" violence, or anything
else broadly offensive must be contained within private
land in areas rated Mature (M). Names of Residents, objects,
places and groups are broadly viewable in Second Life directories
and on the Second Life website, and must adhere to PG guidelines.
'Disturbing
the Peace
'Every Resident has a right to live their Second Life. Disrupting
scheduled events, repeated transmission of undesired advertising
content, the use of repetitive sounds, following or self-spawning
items, or other objects that intentionally slow server performance
or inhibit another Resident's ability to enjoy Second Life
are examples of Disturbing the Peace. Policies and Policing
.'
With
fairly minor adaptions, it would do very well for a code of
social ethics under which most 'real-world' inhabitants would
be only too happy to live their lives!
Briefly,
the Copernic search also yielded:
- An educational
'virtual reality' directory with sixty entries;
- A list of
about 100 commercially available software 'virtual reality'
packages;
- Worlds.com
- an enabler of virtual reality worlds;
- Lots of
books on how virtual reality is going to transform society
. . .;
- A multitude
of virtual reality gaming forums;
- Cybertown.com,
a vitual reality city environment.
'A private 3D VR (virtual reality)
home with your own personal chat, inbox, message board
and free e-mail. You can invite your friends over to hang
out, chat and party - all in full 3D!
'The Cybertown shopping malls and Flea Markets where you
can buy, sell or trade cool 3D objects for your home.
'A Virtual Pet for your home.
'Customizable bodies to use in the 3D worlds.
'Ongoing Role-Playing Games.
'Interesting Clubs with 3D Clubhouses to join or start
your own.
'Awesome movie theaters and music concerts.
'The Black Sun Club where you can dance in 3D and listen
to your favorite tunes.
'Live events and celebrity chats.
'The opportunity to get a virtual job, earn CityCash and
become a respected citizen of a large intergalactic 'online
community. '
It
may be objected that the Internet will never be more than
peripheral to an average citizen's personal and social life.
See Groups and The Internet
for a short exploration of that topic, which comes to a completely
opposite conclusion, ie that for most people the Internet
will provide increasingly important support and involvement
for many key aspects of their lives. In particular, the Internet
will encourage the formation of multiple groups to which people
will willingly belong, and each group will provide a framework
of morals, ethics or law (call it what you will) for its members.
These frameworks will owe almost everything to the genetic
moral templates of group members, and almost nothing to government.
Governments
will of course continue to provide 'repressive' law, in Durkheim's
term, dealing with the public behaviour of people, and multinational
organisations will provide law for most public economic activity,
as described above, while the Internet will increasingly provide
guidance for people's private behaviour.
|